|
First Advantage has conducted a search through the Financial Sanction Database with the following reported results:
Financial Sanction Database Report
The information reported below was found under the name John Doe. The Financial Sanction database does not contain any other identifying data such as a date of birth. We are only providing this information to you for your further review and you should not base your employment decision solely on this information without additional verification.
| Searched Name: |
DOE, JOHN |
| Source Document: |
NASD |
| Source: |
NASD |
| Date: |
06/10/99 |
| Case Number: |
00-00000 |
| Jurisdiction: |
NASD |
| Other Incident Info: |
CASE NAME: JACK AND JILL DOE, CLAIMANTS, VS. JOHN DOE AND DAVID DOE, RESPONDENTS |
The individual(s) or company(ies) listed in this report were party to a National Association of Securities Dealers (NASD) arbitration award. Being party to the arbitration award does not necessarily mean that the individual(s) or company(ies) have been found to have violated any code or regulation.
|
| Action: |
NASD ARBITRATION
|
| Searched Name: |
DOE, JOHN ROBERT
LOS ANGELES, CA |
Source Document:
|
SEC PLAD DATABASE(SEC LAPB: VOL 00, NO. 0, P. 000) |
| Source: |
PLAD |
| Date: |
04/13/90 |
| Jurisdiction: |
CALIFORNIA |
| Alleged Offense (s): |
RESPONDENT VIOLATED SECT. 25242(C)(1) OF THE CALIFORNIA CORPORATIONS CODE. |
| Other Incident Info: |
ACTION TYPE: ADMINISTRATIVE (STATE)
PLAD FILE NO. AA0A000000 |
| Action: |
REVOKED
|
| Other Info: |
D/B/A DOE, JOHN ROBERT |
|
